Consultation Paper on the Proposed Revised Prevention of Money Laundering and Terrorist Financing Guidance Note

《〈有關防止洗黑錢及恐怖分子集資活動的指引〉建議修訂本諮詢文件》

Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action On Behalf of a Company

　

《有關賦權證券及期貨事務監察委員會代表公司提出衍生訴訟的建議諮詢文件》

Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel

　

《有關建議加強監督核數師的公眾利益活動及成立財務匯報檢討委員會的諮詢文件》

Consultation Paper on the Reduction of Minimum Spreads

《縮窄最低上落價位諮詢文件》

Consultation Paper on the Regulation of On-Line Trading of Securities and Futures

《有關監管證券及期貨的網上交易諮詢文件》

Consultation Paper on the Regulation of Sponsors and Compliance Advisers

《有關監管保薦人及合規顧問的諮詢文件》

Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers

　

《有關對保薦人及獨立財務顧問監管的諮詢文件》

Consultation Paper on the Regulatory Framework for Addressing Analyst Conflicts of Interest

《關於處理分析員利益衝突的監管架構的諮詢文件》

contested takeover

爭奪式收購

contingent liabilities

或然負債

contingent order【LSE】

附帶執行買賣盤【倫敦交易所】

contingent premium

或有保費

continuing connected transaction

持續關連交易

continuing obligation

持續責任

continuing operation

持續經營之業務

continuous auction

連續競價

continuous net settlement (CNS)

持續淨額交收

Continuous Professional Training (CPT)

持續專業培訓課程

Continuous Quotes

持續報價

contra broker

對手經紀

contract multiplier

合約乘數

contract note

成交單；成交單據；買賣單據

contract size

合約股數

contract specifications

合約規格

contract unit

合約單位

contracted price

立約成價

contractual mutual fund

合約互惠基金

contrarian

逆向投資者

contribution

供款

control account

統制賬戶

controller workstation

中央控制工作站

controlling interest

控股權益

controlling shareholder

控股股東；控權股東

conversion【options】

變換交易【期權】

conversion ratio

換股比率

convertible bond

可轉換債券；可換股債券

convertible note

可轉換票據；可換股票據

convertible redeemable note

可轉換可贖回票據；可換股可贖回票據

convertible securities

可轉換證券；可換股證券

Co-ordinating Committee on Market Structure Reform

市場架構改革統籌委員會

core earnings

核心盈利

cornering

挾倉

cornerstone investor

基礎投資者

corporate accounting

集團會計

corporate actions service fee

代履行權責服務費

corporate bond

公司債*

corporate communication

公司通訊

Corporate Exchange Participant

公司交易所參與者

Corporate Finance Adviser Code of Conduct

《企業融資顧問操守準則》

Corporate Finance Association, The (CFA)

企業融資協會

corporate governance

企業管治；公司治理*

Corporate Governance Action Plan for 2003

　

2003年企管行動綱領

Corporate Investor Account

公司投資者戶口

Corporate Plan【SFC】

機構計劃書【證監會】

corporate raider

企業狙擊手

Corporate Substantial Shareholders Notification

法團大股東具報書

co-sponsor

副保薦人【創業板】；聯席保薦人

cost effectiveness

成本效益

cost of carry

持權成本【期權】；持有成本

co-trustee

聯合受託人

counter order

還盤

counterparty

交易對手；對手方

counterparty risk

對手風險

coupon; coupon rate

票面息率；票面利率；券面利率

coupon-reset date

調息日

cover【ie close out a short position = buy in】

平倉

covered call【options】

備兌認購期權

covered option

備兌期權

covered short selling

有擔保的賣空交易

covered warrant

備兌權證

covered writing

沽出備兌期權

credit

信貸

credit control

信貸管制

credit limit

信貸額度

credit rating

信貸評級；信用評級

credit risk

信貸風險

credit squeeze

信貸緊縮；收緊信貸

credit trading

授信交易*

creditor

債權人

creeper

自由增購率

cross collateral

跨市場抵押品

cross currency trade

貨幣交叉盤買賣

cross listing

相互上市

cross margining

跨市場按金制度

cross-border listing

跨境上市

crossed market

對敲

crossed trade; cross trade; crossing

交叉買賣；交叉盤買賣

crossing system

交叉盤系統

crude oil futures

原油期貨

cumulative advance

累計墊款；累積墊款

cumulative voting

累積投票制*

currency basket

一籃子貨幣

currency board system

貨幣發行局制度；發鈔局制度

currency forward

遠期貨幣合約

currency futures

貨幣期貨

currency translation exposure

外幣折算風險

currency warrant

貨幣權證

current account

經常賬；往來賬

custodian

託管人；保管人

Custodian Participant【CCASS Participants】

託管商參與者【中央結算系統參與者】